Effective Strategies for Managing and Mitigating Conflicts of Interest
Managing conflicts of interest is essential to safeguard client interests. This policy outlines ePlanet Brokers LTD’s commitment to identifying, preventing, and managing conflicts of interest that may arise during service provision. Key highlights include: Definition & Scope: Conflicts may occur between the Company, its employees, or its clients. The policy ensures fair treatment through transparency and robust governance. Identifying Conflicts: Examples include financial gains at client expense, favoritism among clients, or simultaneous business activities conflicting with client interests. Management & Prevention: Measures such as segregating duties, controlling information flow, and periodic policy reviews ensure effective conflict mitigation. Proactive Monitoring: Senior management regularly updates and reviews the policy, integrating new practices to maintain ethical standards. For a detailed review of the procedures and examples, download the attached PDF.